Compliance Officer Wholesale Banking NL

Deze vacature is niet meer vacant

Compliance Officer Wholesale Banking (WB) NL

The Conduct Compliance and Culture (CC&C) team is a new department within Wholesale Banking Netherlands. The CC&C WB NL team is looking for a Senior Compliance Specialist with a main focus on Conduct & Organisational risk within WB Financial Markets and Group Treasury.

As a Senior Compliance Specialist your purpose is to assist ING with the identification, assessment, mitigation and reporting of compliance related risks which can result in reputational damage, legal or regulatory sanctions, or financial loss, due to a failure (or perceived failure) to comply with applicable laws, regulations and standards.

Within ING, compliance risks are defined as those risks that are within the scope of the “ING Compliance Risk Catalogue”. The following 3 risk categories apply:

1. Financial Crime Risk refers to the risks of the bank’s products and services being abused for illicit purpose generating or disguising Financial and/or Economic Crimes (FEC).

2. Conduct Risk refers to the compliance risks arising from potential or perceived misconduct by ING or its employees towards its customers, market integrity, business partners and other stakeholders.

3. Organisational Risk refers to the compliance risks arising from actual, potential or perceived flaws in the way that ING is organised and structured including its regulatory and reporting framework.

Our team shares a collective responsibility for the risk categories ‘2’ and ‘3’.

Furthermore the team plays an essential part of the compliance processes covering, amongst others; horizon scanning, risk assessment, policies framework, analysis, advisory & challenge, escalation, training, issue tracking, risk specific reporting and stakeholder coordination. In this, the team works closely together with 1LOD representatives.

This is a challenging opportunity for a strong, pro-active, dynamic and open-minded professional to join the CC&C WB NL team. The position is based within the ING CCO Wholesale Banking department in Amsterdam.

The CC&C WB NL team consist, including you, 10 FTE.

Roles and responsibilities

As a Senior Compliance Specialist:

  • You are responsible for managing the compliance risks with a focus on WB Financial Markets NL & Group Treasury;

  • Based on national and international relevant legislations and trends/developments you participate in horizon scanning initiatives;

  • You participate in risk assessments that fall within the scope of Conduct and Organisational risk;

  • You participate in gap analysis and implementation of compliance related policies together with the 1LOD;

  • You challenge, advise and if required escalate on the compliance related risks within Strategic Products NL or Lending NL;

  • You participate in compliance related training sessions (new joiners and refresher training) with the 1LOD;

  • You timely provide risk specific reporting (such as NFRD) for 1LOD & 2LOD;

  • You engage relevant stakeholders in all of your activities.

Your key competences As a Senior Compliance Specialist

  • You are an experienced professional (>5 years) with relevant working experience (e.g. in compliance, operational risk, 1LOD or regulatory activities);

  • You maintain regular contacts with stakeholders;

  • You are generally people-focused. Connecting to, cooperating and interacting with others comes naturally to you;

  • You are a self-starter, pro-active and result driven;

  • You have a strong level of English (verbal/written);

  • You are an excellent communicator, being able to convey complex messages in simple ways both orally and on paper, which help deliver and empower our (senior) stakeholders with decision-making advantages;

  • You are flexible and adaptable within a developing and maturing organization;

  • You work independently, think and act out of the box and take accountability;

  • You are a team player, you trust others and can be trusted.

Furthermore, you adhere to the ING values and it is evident for you that your behavior is fully aligned with these values

Rewards and benefits

We want to make sure that it’s possible for you to strike the right balance between your career and your private life. You can find out more about our employment conditions at

The benefits of working with us at ING include:

• A salary tailored to your qualities and experience

• 24-27 vacation days depending on contract

• Pension scheme

• 13th month salary

• Individual Savings Contribution (BIS), 3.5% of your gross annual salary

• 8% Holiday payment

• Personal growth and challenging work with endless possibilities

• An informal working environment with innovative colleagues

• Work Agile, so new ideas come to life faster

About us

With 57,000 employees and operations in approximately 40 countries, there is no shortage of opportunities for people with initiative who want to help people take a step ahead in life and in business. Do you want to work at the cutting edge of what’s possible and at the same time ensure you work with integrity and hold the customer’s interests at heart? Do you want to be surrounded by progressive, inspiring, diverse and supportive colleagues? Then there is no better place to invest your talents than at ING. Join us. Apply today.

Please upload your CV and motivation letter by clicking the “Apply” button.

Vacature informatie

Organisatie: ING

Locatie: Amsterdam

Opleidingsniveau: WO

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